PRIVACY POLICY

Tucker Asset Management LLC, dba Tucker Wealth (TW), values the trust our clients have placed in us, and we are committed

to the responsible management, use, and protection of our clients’ personal information. We are proud of our privacy and

confidentiality practices, and we want you to know how we protect your information. Please take a moment to review our

Gathering Information

We treat the information we gather about you in a confidential manner. Tucker Wealth collects information about you to

help us serve your financial needs, administer and update accounts, reduce fraud and other risks, provide customer service,

offer new products or services, and fulfill legal and regulatory requirements. Any collection of personal information is to

support our normal business operations and service your account. We do not sell personal non-public information about our

clients to anyone.

In order to service your account, TW may collect non-public personal, financial and medical information from the following

sources:

• Information on applications and related forms, or provided by you in person or over the phone, such as name, addresses,

phone numbers, Social Security number, marital status, employment history, assets and income, investment objectives

and experience, and medical information if applying for insurance.

• Information collected from your browser, when you visit our web-site and your browser interacts with us.

• Information regarding your transactions with us, our affiliates or others, such as products or services purchased, account

balances and payment history.

• Information from your employer, bank, attorney, accountant, benefit plan sponsor, consumer reporting agencies, or other

institutions regarding financial transactions or other information they are authorized to disclose to us.

Sharing Information

Tucker Wealth does not disclose any non-public personal, financial or medical information about you to anyone, except as

permitted or required by law. However, in the course of effecting transactions, providing account maintenance and otherwise

servicing our accounts, we may share previously-described information about our clients with other service providers such

as insurance companies, mutual fund companies, affiliated investment advisors, affiliated broker-dealers, custodians and

transfer agents, banks, investment firms, technical application providers, and other advisors, as needed. We may also disclose

your information to other organizations as permitted by law such as government agencies and law-enforcement officials

(for example, for tax reporting or pursuant to a court order), or to other organizations and individuals with your consent (for

example, to your attorney or tax professional).

Safeguarding Privacy

Tucker Wealth maintains physical, electronic, and procedural safeguards to guard your non-public personal information

and to ensure that we are complying with this Privacy Policy, confidentiality requirements for all of our employees, industry

practices, and applicable federal and state regulations. We emphasize the importance of information security through this

Privacy Policy, and the contracts and confidentiality agreements that we sign with external suppliers, partners and affiliates.

We safeguard information by regularly assessing security standards and procedures to protect against unauthorized access

to personal information. Should you ever decide to terminate your relationship with us, your information will continue to be

treated confidentially and in accordance with the policies and practices as described herein.

Note: Tucker Wealth will notify customers of our Privacy Policy at the inception of our business relationship and annually

thereafter. TW reserves the right to change this Privacy Policy at any time, without notice. TW will notify customers of any

modifications on an annual basis. If TW changes its policy to offer non-public personal information to non-affiliated third

parties other than for the reasons mentioned above, TW will provide its customers with an option to exclude their data from

inclusion in this information sharing program and certain disclosures may require us to get an “opt in” or “opt out” from you.

If this is required, we will do so before information is shared.

Contact Us

If you have any questions or concerns about this Privacy Policy, or if you would like to exercise any of your rights, please contact us at:

Tucker Asset Management, DBA Tucker Wealth
1520 W. Canal Court,
Littleton, Colorado 80120
(800) 734-0076
Info@TWealth.com

By using our website and services, you acknowledge that you have read and understood this Privacy Policy and consent to the collection and use of your information as outlined above.